Financial Conduct Authority (FCA)  

URGENT NOTICE:

Certain websites may publish incorrect or outdated information regarding Duli Finance Advisory. While we strive to inform these organisations of such inaccuracies, please be aware of the following:

•   Current Status: Duli Finance Advisory has been reviewed by the FCA and is not listed on the FCA Warning List (https://www.fca.org.uk/consumers/warning-list-unauthorised-firms).

•   Regulatory Requirement: Under current regulations, Duli Finance Advisory is not required to obtain authorisation from the FCA. Consequently, Duli Finance Advisory is not required to be registered on the Financial Services Register (https://register.fca.org.uk/s/).

For the most up-to-date information on UK firm risks, please consult the FCA Warning List directly at: https://www.fca.org.uk/consumers/warning-list-unauthorised-firms.

Should you have any concerns, please contact us at: info@dulifinanceadvisory.com.

The Financial Conducts Authority

The Financial Conduct Authority (FCA), www.fca.org.uk, regulates the conduct of businesses in the UK to ensure that financial markets function efficiently. The FCA's key objectives are:

•     Consumer Protection: Shielding consumers from the harm caused by improper conduct in financial services.

•     Supporting Financial Health: Aiming to support a healthy and successful financial system.

•     Promoting Competition: Encouraging effective competition in the interests of consumers and addressing any concerns.

IMPORTANT: CHECK THE FCA WARNING LIST 

The FCA publishes a Warning List to help you identify unauthorised firms and individuals not permitted to operate in the UK. Engaging with unauthorised firms can expose you to significant risks, including the lack of coverage from the Financial Ombudsman Service and the Financial Services Compensation Scheme (FSCS).

Key Information:

•  Authorisation Required: Most UK financial firms must be authorised by the FCA.

•  Verify Authorisation: Check the Financial Services Register, at https://register.fca.org.uk/s/, or contact the FCA at 0800 111 6768.

•  Risks of Unauthorised Firms: No protection is available if things go wrong with unauthorised firms.

URGENT ALERT: 

Regulators outside the UK and organisations may not have updated warning lists and may continue to publish outdated information. Always consult a reputable source, such as the FCA and International Organization of Securities Commissions (IOSCO), for the most current and accurate warnings.

Visit the FCA Warning List for Up-to-Date Information at:

https://www.fca.org.uk/consumers/warning-list-unauthorised-firms

Visit the IOSCO Investor Alerts for Up-to-Date Information at:

https://www.iosco.org/v2/investor_protection/?subsection=investor_alerts_portal

Note: If the above links do not open, please visit www.fca.org.uk or www.iosco.org for updated information.